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ROC Compliance

Board Resolutions & Statutory Registers — Compliance Guide for Indian Companies

📅 Updated Regularly ✍️ Alok S Jain & Associates, CA

📋 Table of Contents

  1. Types of Resolutions — Ordinary, Special, Board
  2. Minutes of Board and General Meetings
  3. Mandatory Statutory Registers Under Companies Act
  4. Inspection and Penalties
  5. Secretarial Compliance Calendar

Two of the least glamorous but most legally critical aspects of running a company in India are maintaining proper board resolutions and statutory registers. These documents are the official record of your company's decisions and ownership history — inspected during due diligence for fundraising, loan approvals, and acquisitions. Poorly maintained registers and missing minutes can derail a funding round or lead to ROC penalties. This guide covers everything a Private Limited Company needs to know.

💡 Is your company's secretarial compliance up to date? Our CA team maintains statutory registers, prepares board and general meeting minutes, and handles all secretarial compliance — for companies in Banda, NCR, UP, and across India. Send an Enquiry →

1. Types of Resolutions — Ordinary, Special & Board

TypePassed ByMajority RequiredCommon Uses
Board ResolutionBoard of Directors (at Board Meeting or by circulation)Simple majority of directorsDay-to-day decisions: opening bank accounts, appointing staff, authorising contracts, director appointments
Ordinary ResolutionShareholders at General Meeting>50% of votes castDirector removal, auditor appointment, increase in authorised capital, final dividends
Special ResolutionShareholders at General Meeting>75% of votes castChange of name, alteration of MOA/AOA, voluntary winding up, ESOP scheme, related party transactions above threshold

Resolutions passed by circulation (without a physical meeting) are valid for Board Resolutions only — not for matters requiring shareholder approval at a General Meeting.

2. Minutes of Board and General Meetings

Every company must maintain minutes of all Board Meetings and General Meetings in a Minutes Book. Key requirements:

Common mistakes: No quorum recorded, resolutions not worded precisely, minutes not signed/dated, attachment of documents not mentioned in minutes — all of which create compliance risks during due diligence.

Investors and banks inspect your Minutes Books during due diligence. Poorly maintained minutes — or missing resolutions for major decisions — can delay or kill a funding round. Get your secretarial records in order today.

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3. Mandatory Statutory Registers Under Companies Act

RegisterFormWhat It Contains
Register of MembersMGT-1All shareholders — name, address, shares held, date of acquisition
Register of Debenture HoldersMGT-2Debenture holders — if any debentures issued
Register of Directors & KMPMBP-4 formatAll directors and Key Managerial Personnel — details of appointments and resignations
Register of Loans / Guarantees / InvestmentsMBP-2All inter-corporate loans, guarantees, and investments made by company
Register of Contracts with Related PartiesMBP-4All related party transactions where director is interested
Register of ChargesCHG-7All charges created on company assets — mortgages, hypothecation
Register of Share TransfersSH-6All transfers of shares — transferor/transferee details

All registers must be kept at the Registered Office and be available for inspection by shareholders and creditors. Most registers are updated within 7 days of the relevant event.

4. Inspection Rights and Penalties

5. Secretarial Compliance Calendar for Private Companies

Secretarial Compliance & Statutory Registers — Banda, UP, NCR & Pan-India

Board meeting notices, agendas, minutes, statutory register maintenance, annual compliance calendar — our CA team provides complete secretarial and ROC compliance support for Private Limited Companies, LLPs, and OPCs. Serving companies in Banda, Ghaziabad, Meerut, Noida, Delhi, and across India.

Send an Enquiry →

Disclaimer: This article is for general informational purposes only and does not constitute professional legal, tax, or financial advice. Laws and rules are subject to change. For advice specific to your situation, please consult a qualified Chartered Accountant.